READ THIS FIRST (The Easy Start)

Dear ULTRA user,

Thank you very much for your order! 

As you may know, 2004 is a massive expansion phase for the ULTRA product of which we are in the early stages.  Every few weeks we’ll be releasing downloadable version with new systems, data, and functions.  Our plans are very exciting and I feel positive that you will be very impressed.

We are documenting all the ULTRA 8 additions at:    http://www.ultrafs.com/u8sts.htm

For those of you who are new or a bit rusty when it comes to ULTRA, we have an online guide designed to get you up-to-speed as fast as possible at the New User Website  at:    http://www.ultrafs.com/newuser.htm

ULTRA can be a little intimidating at first.  The program is really easy to use and will eventually save you enormous amounts of time.  This document is designed to give a very brief overview of some simple low-risk strategies to get you started.  We have kept this as short and simple as possible.  Keep in mind that many of the details that we skip over quickly in this document are covered in depth in the ULTRA User’s Guide.  The idea behind this document is to just give you a quick glimpse of ULTRA’s power.

What follows in this document are good simple strategies.  However, the strategies we detail in ULTRA’s Recommended Strategies at the New User Website are better and are exactly what we use to manage our money.  You will soon have the knowledge to easily understand the Recommended Strategies.

Indicators, Systems, Strategies, and Diversity

ULTRA is made up of systems and strategies.  A System is simply a mechanical formula that generates buy and sell signals based on some input of data.  This differs from an Indicator which does not have specific buy/sell criteria  A Strategy is made up of one or more systems and the rules that dictate what the investor should do upon a system buy or sell signal.  (We also refer to strategies as Composite Strategies or simply Composites.)

Example of a simple Indicator:

Breadth Ratio = NYSE Advancing Issues / NYSE Declining Issues.
(Notice that there are no buy/sell rules in an indicator.)

Example of a Simple System:

If the current month is November, December, January, February, March, April, then BUY.
If the current month is May, June, July, August, September, October, then SELL.

This simple system above is actually significantly better than buy and hold.  However, just as you would never put all your money in one stock, you would never bet all your money on one system.  That system could go horribly wrong and you would be hurt badly. 

Therefore, we advocate Diversity of Strategy.  That is, having multiple strategies each diverse in logic and each responsible for a part of your investment capital.  So if one strategy goes badly hopefully the others will perform well and you’ll profit overall.  This important idea has served ULTRA users very well for many years.


Some simple ULTRA Strategies

C_SMAY.TXT

This is the simplest profitable strategy of which we are aware and is defined in the file, C_SMAY.TXT in your ULTRA folder.  It consists of two systems, MONTH and SEAS2.  Both of these systems have parameters that the user can modify (you’ll learn how to do this later).  In this strategy we have the systems configured as:

MONTH

·         If the current month is November, December, January, February, March, April, then BUY.

·         If the current month is May, June, July, August, September, October, then SELL.

SEAS2

·         Buy at the close on the 2nd to last trading day of October.  Sell at the close on the 3rd trading day of November.

·         Buy at the close on the 2nd to last trading day of April. Sell at the close on the 3rd trading day of May.

(Both of the SEAS2 components are invested five days.)

The strategy (C_SMAY) will buy the SP500 if either of MONTH or SEAS2 are on buy signals.  If you think about the two systems above, what this strategy actually does is simply buy at the close on the 2nd to last day of October and hold until the close of the 3rd trading day of May.

Historically 01/02/42 to 05/12/04, C_SMAY has

·         Returned 10.3% annually while the SP500 has returned 8.0% annually.

·         Had a maximum temporary loss (maximum drawdown or MDD) of -26% in 1974 compared to the SP500 which suffered a -49% drawdown in 2002.

Because the annual gain is higher and the maximum drawdown is much lower than the SP500, this simple strategy has drastically outperformed the SP500 on a risk-adjusted basis.

Since we would never advise anyone to follow a buy and hold strategy, at the very least they should at least follow something like C_SMAY.

C_COT1.TXT

This strategy uses the very simple COT1 system.  You can inspect the formula for this system via ULTRA’s Systems/Formulae menu item.  The strategy C_COT1 also has a seasonal component using a variation of ULTRA’s MONTH and SEAS2 systems.  This sum of these three systems result in:

BUY the SP500 if the COT1 system is on a buy signal and we are not in the period beginning on August 1st and ending on the 2nd to last day of October.  Otherwise SELL.

Historically from 01/27/86 to 05/12/04, C_COT1 has:

·         Returned +17.3% annually.  (Compared to 9.5% for the SP500)

·         Had a maximum drawdown of only 10.2% back in 1990.(Compared to -49% for the SP500 in 2002) 

·         Has had an unbelievable 92% winning trades.

Imagine if you were to trade C_COT1 with a leveraged index fund such as Rydex Nova which seeks to return 1.5 times the SP500.  Your annual gain rises to +25%.  At 25% annually, $10,000 turns into over $400,000 in just 17 years.


C_SEASP.TXT

This strategy uses seasonal systems and two other systems YROC and PENT.  (Formulae available at ULTRA’s System / Formula menu item.  This strategy is a bit more complicated and is defined in C_SEASP.TXT which you can open via ULTRA’s File/Open/Composite Definition (C_*.txt).  C_SEASP.TXT contains:

@sys

hday,2 *ND *O J1=0,B1=4,S1=2, PD=0,B2=4,S2=1, EA=1,B3=4,S3=3, ...

              MD=1,B4=2,S4=1, J4=1,B5=3,S5=2, LD=1,B6=2,S6=1, ...

              HA=0,B7=2,S7=1, VD=0,B8=2,S9=2, TG=0,B9=2,S9=2, ...

              CH=0,B10=2,S10=5,ODE=1

seas2,2 *ND *O M1=0,B1=1,S1=3, M2=1,B2=2,S2=3, M3=0,B3=1,S3=3, M4=1,B4=2,S4=3,...

               M5=0,B5=1,S5=3, M6=1,B6=2,S6=3, M7=0,B7=1,S7=3, M8=0,B8=1,S8=3,...

               M9=0,B9=1,S9=3, M10=1,B10=2,S10=3, M11=0,B11=1,S11=3,...

               M12=0,B12=1,S12=3, TG=1,TS=3, ODE=1

period,2 *ND *O P1=1,M1=1,D1=13,H1=4, P2=1,M2=3,D2=13,H2=3, P3=1,M3=7,D3=6,H3=4,...

                P4=1,M4=11,D4=19,H4=4, P5=1,M5=12,D5=27,H5=7,ODE=1

yroc,1 *ND *OY2=1

pent,1 *ND

@ALL

0,0

1,0

2,100

3,100

@end

Obviously there’s no way you can understand what all the above means at this point.  But briefly, the @SYS section specifies the systems, their weights, and their optional parameters.  The @ALL section details the positions to be taken based on how many systems are on buy signals. (0=0% long and 100=100% long).  This is covered in detail in the ULTRA User’s Guide on Page 11 and you’ll eventually find it easy to understand.

The Composite Strategy definition above basically buys the SP500 if any of the HDAY, SEAS2, PERIOD systems are on buy signals, or if BOTH of YROC and PENT are on buy signals.

Historically from 11/28/42 to 05/12/04, C_SEASP has:

Returned +15% annually with a maximum drawdown of only 12.8% in 1990.  Over the same period, the SP500 gained 8% annually and suffered a 49% drawdown in 2002.

Interesting Characteristics of These Three Strategies

With these strategies, we limited ourselves to:

1.       Systems that have been in real-time use for many years.

2.       Systems that are either purely calendar-based or weekly.  (Weekly systems are always analyzed over the weekend and traded at Monday’s close).

Therefore, these strategies can be easily operated by downloading data over the weekend and running the systems.  That is a time commitment of about one minute per week.

Again, this is just a brief Introduction…

Don’t worry about trying to understand every detail in this document.  It will become clear as you follow the tutorial style of the ULTRA User’s Guide.


Getting the Recommendations of These Strategies in Seconds

ULTRA can run systems and strategies in every way you can imagine, historically, graphically, etc (All detailed in the ULTRA User’s Guide).  But the fastest way to get the recommendations of your strategies is via ULTRA’s Timing/Run All Composite Strategies menu item. 

You can run all three of these Strategies very quickly using the definition contained in the file CA_EASY.TXT which simply consists of:

c_smay.txt,1

c_seasp.txt,1

c_cot1.txt,1

Using the Timing/Run All Composite Strategies menu item our computer took 20 seconds to generate the report below.

------------------------------------------------------

Run All Composites (C:\U7-16\CA_EASY.TXT) (05/12/04)

------------------------------------------------------

YTD Performance

-------------------------------------------------------------------

Composite          POS        Gain     MDD     IDX    Gain    MDD

                              (YTD)   (YTD)           (YTD)  (YTD)

-------------------------------------------------------------------

c_smay.txt,1        +0%        0.9%   -5.7%   SP500   -1.3%   -6.1%

c_seasp.txt,1       +0%        0.9%   -5.7%   SP500   -1.3%   -6.1%

c_cot1.txt,1        +0%        6.3%   -1.2%   SP500   -1.3%   -6.1%

-------------------------------------------------------------------

AVERAGES            +0%        2.7%   -4.2%           -1.3%   -6.1%

-------------------------------------------------------------------

2003 Performance

-------------------------------------------------------------------

Composite                     Gain     MDD     IDX    Gain    MDD

                              (YTD)   (YTD)           (YTD)  (YTD)

-------------------------------------------------------------------

c_smay.txt,1                  12.3% -14.1%    SP500   26.4%  -14.1%

c_seasp.txt,1                 29.4%  -5.1%    SP500   26.4%  -14.1%

c_cot1.txt,1                  19.4%  -3.7%    SP500   26.4%  -14.1%

-------------------------------------------------------------------

AVERAGES                      20.4%  -7.6%            26.4%  -14.1%

-------------------------------------------------------------------

There is much information in this report (covered on Page 19 In the ULTRA User’s Guide).  Briefly,

·         In the YTD Performance section, the POS column is the position that each strategy is recommending.  As you can see all three are 0% long.  In other words, they are 100% cash earning risk-free interest. 

·         The next column is the Year-to-date (YTD) Gain for the strategy followed by the Maximum Drawdown (MDD) for the strategy.

·         The IDX column is the vehicle that is being traded (SP500) and the next two columns are the SP500’s YTD results for comparision.

Now imagine:

Multiple strategies each trading different assets such as the SP500, NDX, RUT, XAU, Bonds, and being able to access the recommendations of those strategies in just seconds.  That is the power that ULTRA can offer you.

Good luck and Thanks again!  Your time learning ULTRA will be an investment and time well spent.

Sincerely,

Steve Hunter, ULTRA Financial Systems Inc.